of action against the impersonating Facebook account. In addition, the SEC has set up a special investor support team to give assistance and advice to BX clients via 24-hour Help Center Hotline 1207
liable offenses under other laws, the SEC will cooperate with related agencies for further action.
. 2542 (1999), SEC has reported the case to the AMLO for consideration of further action. _____________________Note: * Details in SEC News No. 56/2563 published on 16 March 2020. https://www.sec.or.th/EN
Act B.E. 2542 (1999), SEC has reported the case to the AMLO for consideration of further action. ________________________ Note: * Details in SEC News No. 56/2563 published on 16 March 2020
publicly disclose the rectified financial statement which has been audited by auditor. This action follows the audit report stating that auditor gave adverse opinion on the financial statement due to the
), which is punishable under Section 274. In addition, the responsible management may be liable to punishment as prescribed by law. The SEC shall consider further legal action in due course
Forum: ACMF) ครั้งที่ 38 ซึ่งหน่วยงานกำกับดูแลตลาดทุนจากอินโดนีเซียเป็นเจ้าภาพ โดยมีวัตถุประสงค์เพื่อหารือทิศทางเชิงนโยบายและผลักดันการดำเนินงานของ ACMF ภายใต้ ACMF Action Plan 2021-2025 และเน้นย้ำ
หารือแนวทางการพัฒนาอย่างทั่วถึงและมั่นคง ภายใต้ ACMF Action Plan 2021-2025 ณ กรุงพนมเปญ ราชอาณาจักรกัมพูชา ในวันที่ 27 ตุลาคม 2565
securities trading decisions on behalf of the client. She then continuously made trading decision on behalf of the client for more than three months in high value and volume trades. {A}'s action was deemed as
operating activities of BLISS. The aforesaid action was in violation of Section 238 of the Securities and Exchange Act B.E. 2535 (1992), the Settlement Committee therefore imposed a fine on him in the amount