from by the Office of the Securities and Exchange Commission to reactivate its fund management since August 2019. In October 2019, SE Digital Co., Ltd. has also obtained an approval to operate as an ICO
to Advanced Connection Corporation Public Company Limited (“the Company”) has received financial relief from the Company and subsidiaries for 3 months approval for the year ended 31 March 2020. It
Advanced Connection Corporation Public Company Limited (“the Company”) has received financial relief from the company and subsidiaries for 3 months approval for the quarter 1/2021 ended 31 March 2021. It
Exchange or the securities trading center with the approval of the Office, as the case may be; (2) short sale of securities which are debt instruments, whereby the Office also has the power to issue
Notification of the Stock Exchange or the securities trading center with the approval of the Office, as the case may be; (2) short sale of securities which are debt instruments, whereby the Office also has the
_____________________________________________________________________ 5. I/We affirm that the ASEAN CIS is completely in compliance with Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and requirements relating to Approval, Valuation, and
5. I/We affirm that the ASEAN CIS is completely in compliance with Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and requirements relating to Approval, Valuation, and
management companies shall submit an application in the normal course similar to an application for establishment of ASEAN CIS and ARFP, for which an auto approval is not allowed. For your information and
establishment of mutual funds, covered management companies shall submit an application in the normal course similar to an application for establishment of ASEAN CIS and ARFP, for which an auto approval is not
asset business operator’s advertisement relevant details to the SEC for approval (Clause 34/5 of the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2561 Re: Rules, Conditions and