digital assets while charging a fee of 0.1% of the trading value. Additionally, OKX solicited and promoted its services through its website and various social media channels, including Telegram under the
1.5:1, as well as a waiver of the requirement to provide additional replacement assets as collateral if the ratio falls below 1.5:1, from 20 November 2024 to 30 December 2025 (SABUY263A); (6) An
providers by allowing the custodial wallet providers that are listed companies or subsidiaries in the group, who have expertise, experiences, and readiness in custody of securities and other financial assets
, investment analysts and asset managers to assess the prices and values of assets accurately as well as allocating capital more efficiently. Since the introduction of the TCFD Recommendations in 2017, the
must have underlying or invested assets of the same nature or similar projects, as specified by the SEC. This includes projects in soft power industries such as music, films, dramas and arts. The issuers
According to the SEC’s findings, CoinEx platform provided services as a digital asset exchange to facilitate trading and exchange of digital assets for a fee. It also solicited and advertised
ratio of recurring income to total revenue, (3) allowing REITs to seek circular resolutions (not including the resolution on sale of assets), (4) reducing the time required for delivering documents
-quality assets, the public is asked not to rush to redeem during this period of market abnormality. Doing so might result in prices that are significantly below fair value.___________________
example, not putting the assets of private fund clients in custody of depository, allocating IPO shares to private fund clients only while allocating none to mutual funds under the company’s management
assets of EARTH Group of Companies at the approximate total value of 24 billion baht. However, EARTH failed to submit documents or reports in accordance with the SEC’s order. In addition to the violation