DFSA and SEC Thailand on emerging technologies impacting the global financial ecosystem will further advance the development of our respective economies.”Ms. Ruenvadee Suwanmongkol, Secretary-General
environmental problems solving. Besides, in the endeavor to foster sustainable growth of the economy, the SEC has laid down a roadmap for a conducive ecosystem development covering six key areas, namely, (1
comprehensive knowledge and information on the Thai capital market from the early stage of development to the present day. Through the interactive multimedia, the SEC Capital Market Knowledge Center will support
fiscal standing through the implementation of relief measures to help sustain crisis-hit businesses and cash-strapped workers, after many businesses were ordered to suspend operations in line with the
28 March 2017. Earlier, the SEC ordered KC to have a special audit on the internal control system http://capital.sec.or.th/webapp/corp_fin/datafile/FS/FS_WARN0446_2016_E.pdf FS_PAGE_0446_E_2017-02
second time, from 8 March to 28 March 2017. Earlier, the SEC ordered KC to have a special audit on the internal control system http://capital.sec.or.th/webapp/corp_fin/datafile/FS/FS_WARN0446_2016_E.pdf
rights and benefits of securities holders or the decision making of investors, the SEC, by virtue of Section 58(2) of the Securities and Exchange Act B.E. 2535 (1992), has therefore ordered MORE to clarify
director and executive at the time of the offence, on the ground of insider trading. They were ordered to pay civil fines and return any gains from the offence.*Mr. Suphanan, however, sent a letter asking
Building Confidence in the Capital Market No. 42/2016 SEC orders AIE and AI to cooperate with their auditors Bangkok, April 29, 2016 – The SEC has ordered AI Energy Public Company Limited (AIE) and