) Certificate of Juristic Person Registration or Incorporation Document of Audit Firm with which the Applicant is Affiliated and Shareholders’ List Original: 0 copy Photocopy: 1 copy Remark: Sign to certify on
___________________________________ As at (date) __________________________ Part C: Market Maker (MM) of Foreign ETF in Thailand 17) Name of Market Maker: _______________________________________________________________________ Address
C: Market Maker (MM) of Foreign ETF in Thailand 17) Name of Market Maker: _______________________________________________________________________ Address of registered office
Process 1.1 A CRA should establish, maintain, document, and enforce a credit rating methodology for each class of entity or obligation for which the CRA issues credit ratings. Each credit rating methodology
receiving document and notifying the fund committee in order to determine the completeness of the document used for the calculation in the next trade date (c) Having document/information showing that the
the calculation in the next trade date (c) Having document/information showing that the increase or reduction of unit for member is correct and conform with rules notified by the Office or other
cross-border ___________________________________ Total ___________________________________ As at (date) __________________________ Part C: Distribution of ARFP Passport Fund and CIS Operator’s Local
intends to share the branch manager with other full-service branch offices such securities company shall submit the application together with document evidence showing the details of management plan and
offices such securities company shall submit the application together with document evidence showing the details of management plan and supervision of the operation of the full-service branch offices