a trading order from the client's securities trading account without her client's order. {A} admitted doing such action, reasoning that she was unable to contact the client at the time the share

Cement Public Company Limited (SCCC). Khumsup, who at the time was a former executive of SUPER, had an access to the material information by virtue of being assigned by SUPER to contact and coordinate with

intention to conceal the fact and fabricating false evidence.  She was employed by Phillip Securities (Thailand) Public Company Limited at the time of committing such offenses.   Following a referral from

suitable sources for new businesses with high growth potential is private equity (PE),? said SEC Secretary-General Vorapol Socatiyanurak at today?s seminar on ?Private Equity: Business Alliances for Business

Thailand or in foreign countries) at the proportion not less than 50% of the total number of voting rights of such subsidiaries, reducing from the minimum of 75% of the total number of voting rights. The

banned Ravi from holding the position of director or executive at any issuing or listed companies for one year.* ________________________________ *In compliance with the Notification of the Securities

of debts had surpassed that of assets because EARTH's business partners had filed a lawsuit against EARTH at a court in authority for the total debt amount of more than 26 billion baht. As a result

for auditing. Such information include YNPE?s external fund borrowing, appropriateness of appraisal price of company?s 3rd plant, verification on inventory at end of the accounting period, confirmation

applicant?s advance rental payment made to such counterparty, although the applicant?s former headquarter was at the same place as the mentioned counterparty and another related person. (4)  Information on

Bangkok, March 21, 2011 - The SEC filed a criminal complaint against {A}, {B}, {C} and {D} (former name - {E}), an investor contact (marketing officer) at SICCO Securities Plc. , with the Department