investment planner, classified as a new category of regulated capital market personnel.

of the company and shareholders as a whole. The above transactions are classified as high value acquisition of assets required the shareholders? meeting approval with the vote of at least three fourths

businesses and investors, preparing a set of common offering rules classified by risk and complexity levels of products to boost flexibility in offering new products and services, and introducing a new

Determination of Type of Juristic Person Classified as Institutional Investor   23/01/2004 06/01/2004 4. Notification of the Securities and Exchange Commission  KorThor. 7/2547 Re: Registration of Derivatives

e-service Online Submission See canceled document Investment Advisory >> Activities not deem to be classified as operating securities business   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Derivatives Advisors >> Activities not deem to be classified as operating securities business   Type Title Section See Document Status Notified Date

the Business Operation which Classified as Securities Business in the Category of Securities Dealing   08/12/2000 20/12/2000    Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi

Regulation |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications

Licensing |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications

) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS operating securities business | - |- Registration |- Paid up Capital |- Fees |- Net Liquid Capital Rule