in the category of brokerage, dealing or underwriting of investment units (LBDU); (8) Registration of members of provident fund/ unit holders of mutual fund should be prepared accurately and completely
which require additional staff and rental expenses. In order to be well prepared to operate the company’s new branches, new recruits need to be hired and trained 70 - 90 days in advance. For the first
total selling expenses per total revenue effectively. The part of the staff expenses came from the well prepared for opening new branches, thus, staffs had to train 70- 90 days in advance. The company had
operational audit; (2) Arrange to have personnel perform duty as investment manager or to solicit investors, with prepared investment plans, to enter into a contract with derivatives fund manager. Any person
feedback from the customer, while the new collections that prepared to launched in 2nd quarter was postponed. The change of the 1st half year revenue is from decreasing in same store sales at 38.4%, however
shall be clearly visible; (c) the dated of dissemination; (d) the following statement: “This document is not a prospectus for the offer for sale of units, however, it is prepared for the purpose of
audit firm. - 9) Result of Working Paper and the Audit Quality Control System Examination Prepared by Foreign Audit Regulators, Agencies issuing Licence of Public Accounting Professions in Foreign
hardcopy to the SEC.” Unofficial translation prepared by Legal Department PAGE 2 FORM 35-E1 Information with Representation and Warranty of the Company’s Director and Executive and their Consent [ company’s