-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains
securities business operators and individuals before using their services or making investment decisions. In case of suspecious unlicensed securities business operation, please call SEC Hotline 1207 for
their rights at the annual general shareholders? meeting on April 26, 2016.The private placement to Premium Financial Services Company Limited (PFS) at the amount of 25.50 percent of the total voting
not involve with the charges pressed by the DSI regarding the contract dated May 3, 2012 where BMA by KT hired BTSC to operate railway operating system and provide maintenance and ticketing services in
services and investment choices will be available to serve investors? risk appetite. Also, the investors will have wider opportunities to obtain a wide-range investment advice from independent business
had revenue from providing services to related companies and the amount of profits with significant impact on the company?s financial statements. In addition, no record on evidence gathering or audit
sufficient systems for monitoring securities trading and other services provided to their customers so as to prevent the commission of offenses under such Acts.?
without contacting or giving advice to a client. The suspension resulted from his failure to perform duties or not providing services honestly.Following a report on client's complaint filed by Siam
facilitate existing agricultural futures business operators to continually provide services on agricultural commodities futures traded on TFEX. Meanwhile, investor protection will not be compromised and