), (2), (3), (5), (6), and (7). Clause 21 An intermediary shall conspicuously announce the names of the persons under Clause 8(1), (2), (3) and (4) at its every office, and also disclose those names on
operator has an intention to disclose to the investors; (b) receiving notices, orders, summons or any other documents on behalf of an ASEAN collective investment scheme or the CIS operator. (3) having a
approve the entering into connected transaction Agenda 9 To consider other business (if any) Therefore, the Company would like to disclose the information memorandum of the above transactions as follows: 1
to deliver such request to head office or other [full] branch offices for considering; (2) rendering information prepared in prospectus or other information, which the intermediary has duty to disclose
the intermediary has duty to disclose to investors; (3) providing any channels for clients to request an advice about investment in securities or derivatives from personnel who have duty to provide
information, which the intermediary has duty to disclose to investors; (3) providing any channels for clients to request an advice about investment in securities or derivatives from personnel who have duty to
Capital Market Supervisory Board concerning Personnel in the Capital Market Business . Clause 4 A management company shall arrange the evaluation of fund performance on a regular basis, and disclose the
disclose the fund performance, as well as other information relating to the condition of such fund at each particular period, i.e., details of investment, financial position, expenses, and opinion of the