inspect the relevant documents or to enter and inspect the operation of the outsourcee. Notified this 12th day of September 2016. (Mr. Rapee Sucharitakul) Secretary-General Office of the Securities and
incidents which may cause major operational disruptions Notified this 21st day of October 2016. (Mr. Rapee Sucharitakul) Secretary-General Office of Securities and Exchange Commission Appendix Division 1
operational disruptions Notified this 21st day of October 2016. (Mr. Rapee Sucharitakul) Secretary-General Office of Securities and Exchange Commission (UNOFFICIAL TRANSLATION) Readers should be aware that only
the general types of events that would constitute a default, as well as the remedies that would be available in the event of default. G. Consequences of a Failure to Make Payment Disclose any
addition, the Company efficiently managed the selling, general and administrative expense and funding cost. 6 2. Financial Status Statement of Financial Position February 28, 2019 February 29, 2020 Change
from 1 October 2001. Notified this 25th day of September 2001. - Signature - (Mr. Prasarn Trairatvorakul) Secretary-General The Office of the Securities and Exchange Commission Published in Government
come into force as from 1 October 2001. Notified this 25th day of September 2001. - Signature - (Mr. Prasarn Trairatvorakul) Secretary-General The Office of the Securities and Exchange Commission
Office of the Securities and Exchange Commission. CHAPTER I General Provisions Clause 4. A securities company, which custody client’s assets notwithstanding for the benefit of keeping, purchase, sale
and Exchange Commission. CHAPTER I General Provisions (Translation) -2- Clause 4. A securities company, which custody client’s assets notwithstanding for the benefit of keeping, purchase, sale