concurrently with prospectus or information relating to securities offering in the similar form which an offeror of newly issued securities is allowed to distribute under the Notification of the Capital Market
matter to the Office within five working days from the date of sale of such assets or the termination of contract, as the case may be, in the form as specified by the Office in advance. Clause 9. In
company shall report such matter to the Office within five working days from the date of sale of such assets or the termination of contract, as the case may be, in the form as specified by the Office in
relating to securities offering in the similar form which an offeror of newly issued securities is allowed to distribute under the Notification of the Capital Market Supervisory Board governing subscription
. Clause 9 A securities underwriter shall distribute to investors securities subscription forms concurrently with prospectus or information relating to securities offering in the similar form which an
termination of contract, as the case may be, in the form as specified by the Office in advance. Clause 9. In purchasing investment units under clause 8(3), mutual fund management company shall operate with
of Director: The Board of Directors has considered the agreement and has opinion that the transaction is necessary and reasonable. F 24-1 Form to Report on Names of Members and Scope of Work of the
). Chapter 2 Application Procedure and Fees __________________ Clause 6 An applicant shall file an application with the SEC Office, together with the evidentiary documentation via the form and method provided
evidentiary documentation via the form and method provided by the SEC Office on the SEC Office’s website. Clause 7 1 In the case where the SEC Office considers that the applicant has the correct and complete