. Andrew Beirne, Economic and Prosperity Counsellor and UK Permanent Representative to UNESCAP Ms. Chalisara Suparat, Prosperity Fund Programme Manager Ms. Boonyarat Kittivorawut, Country
}, who also held a branch manager position, it was found that she had advised a client to invest in a fund without giving complete and sufficient information as well as warnings related to the fund that
Fund Manager : DF) โดยวัตถุประสงค์ของการปรับปรุงครั้งนี้ เพื่อให้เกิดความคล่องตัวในการประกอบธุรกิจและปรับปรุงระยะเวลาการให้ความเห็นชอบ เพื่อให้สามารถปฏิบัติตาม พ.ร.บ. การอำนวยความสะดวกในการพิจารณาอนุญาต
Sungwalram(4) Ms. Thanaporn Suwannapong (also branch manager)(5) Mrs. Pranee Rodyindee and(6) Ms. Dok-or ChotanaThe SEC's findings have also revealed that two other investment consultants, namely (7) Ms
REIT trustee must be independent from REIT manager. For the participation in REITs related businesses, such as underwriting or financial advisory service, a Chinese wall to prevent conflicts of interest
Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February
securities trading account between April 1, 2016 – May 4, 2016 in such a way as to take advantage of other persons through the assistance of Mrs. Supritha Pai Kasturi, PTL’s Senior Manager - Finance &
Manager - Finance & Accounts who also knows the inside information. 16/05/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :