________________________________________________________________________ ________________________________________________________________________ 7) Is the foreign ETF currently traded on any exchange that is a member of World Federation of Exchanges (“WFE”)? Yes No If
ETF currently traded on any exchange that is a member of World Federation of Exchanges (“WFE”)? Yes No If “Yes”, please provide the following details: The list of exchanges that foreign ETF is traded on
บทบัญญัติในหมวด 3 ว่าด้วยการเสนอขายหลักทรัพย์ต่อประชาชนมาใช้บังคับ (1) มีการซื้อขายในตลาดหลักทรัพย์หลักที่เป็นสมาชิกของ World Federation of Exchanges
means, in addition to the multi-tiered agent system, cash van strategies distribute our products directly to a number of traditional trades, of which the Group has continuously collected data and
) (4.76) Page 4 of 5 Assets As at 30 June 2018, the Company had total assets of Baht 6,459.15 million, increased by Baht 230.06 million or 3.69% from 31 December 2017 due to; 1. An increase in trades and
foreign ETF are listed, and in cases where units of foreign ETF are listed on several exchanges, it shall mean the exchange specified by foreign ETF as home exchange; 2 Chapter 1 Application for Examination
2017. This improvement is a result of our strategy to focus on extensive distribution coverage, particularly in modern trades, as ICUK was able to penetrate into three of the leading modern trade
intention to create misleading appearance that the trades are done by many investors; (3) the client is reluctant to meet in person (face-to-face meeting) with staff of the securities company, when requested
reason, which might indicate an intention to create misleading appearance that the trades are done by many investors; (3) the client is reluctant to meet in person (face-to-face meeting) with staff of the
the same type for no apparent reason, which might indicate an intention to create misleading appearance that the trades are done by many investors; (3) the client is reluctant to meet in person (face-to