Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “This legislative amendment involves improvements across multiple areas, from increasing efficiency in short-selling supervision to ensure
for the authorities (according to the line of command) to sign on the letter notifying the result to the applicant. Remarks: - 15 days Accounting Supervision Department List of Evidentiary Documentation
Bangkok, 24 November 2017 ? The SEC urges investors to read important information on the prospective listed companies to examine duty performance of company directors and executives before making
To be in line with the government’s policy to promote the operations of social enterprises under the supervision of the Office of Social Enterprise Promotion, and to encourage more private
), participated in a panel discussion on the topic “Thailand’s Digital Asset Policy” at a seminar on “Guidelines for Digital Asset Policy Development,” with Dr. Napat Jatusripitak, Managing Director of Thailand
IOSCO members shared perspectives and operating guidelines on critical issues. These included sustainable finance in accordance with disclosure standards, consistent and comparable perspectives and
both strategic efficiency and practical skills, while helping capital market organizations recognize opportunities and risks associated with AI application. On behalf of the SEC, Mr. Jesada
Alert list. The application is easy and swift to navigate on the phone screen. One must only type in a name, to know whether it is approved, licensed, qualified, or registered under the supervision of
regional regulators on new challenges that could have an impact on the balance between effective supervision and financial innovation.The seminar took place in Bangkok during 22 - 26 August 2016.
investors."To verify the names of licensed business operators under the SEC’s supervision, please visit the SEC website at www.sec.or.th or use SEC Check First application. Furthermore, leads on suspicious