ดังกล่าวไว้กับ broker ในต่างประเทศแทนการฝากไว้กับผู้ดูแลผลประโยชน์ในประเทศไทยได้หรือไม่ คำตอบ : บริษัทจัดการมีหน้าที่ต้องฝากทรัพย์สินของกองทุนรวมไว้กับผู้
Asia Wealth Securities Public Company Limited Asia Wealth Securities Public Company Limited, as a securities broker, violated The Securities and Exchange Act B.E. 2535 Act, in total 4 cases as
กองทุนเปิด ไทยพาณิชย์มั่นคง กองทุนเปิดไทยพาณิชย์ Double Structured Complex Return 1YA ห้ามขายผู้ลงทุนรายย่อย SCB Double Structured Complex Return 1YA Not for Retail Investors หนังสือชี้ชวน เสนอขาย
August 2009, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: (1) “ derivatives broker ” means any person licensed to undertake derivatives business in the category of
2009, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of
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/2023 Zipmex Company Limited Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, has been failing to report a summary of the assignment of other persons to http
27/07/2022 Upbit Exchange (Thailand) Company Limited Between August 1, 2021 to March 31, 2022, Upbit Exchange (Thailand) Company Limited, a digital asset exchange and a digital asset broker, kept
Exchange (Thailand) Company Limited, a digital asset exchange and a digital asset broker, kept customers' http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2/2022 Dated 11/01