institutions: (a) a commercial bank under the Law on Financial Institution 1 ; (b) a life insurance company under the Law on Life Insurance 2 ; (c) a financial institution established under any other law. (2
Market Supervisory Board hereby issues the following regulation: Clause 1 This Notification shall come into force from 16 May 2015. Clause 2 In this Notification and in the Form attached herewith; “unit
43, Section 44, Section 45 and Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission, with consultation of the Minister of Justice
qualifications and does not have prohibited characteristics pursuant to the law governing derivatives and notifications issued by virtue of the said law. The letter of certification shall be signed by the person
Bangkok, August 20, 2012 ? The SEC revealed that examination on quality assurance of audit firms showed satisfactory result after the issuance of regulation requiring all auditors of companies in the
law on commercial bank business(CB); □ A finance company under the law on undertaking of finance business, securities business and credit foncier business(FC,FSC); □ A securities company under the law
□ A commercial bank under the law on commercial bank business(CB); □ A finance company under the law on undertaking of finance business, securities business and credit foncier business(FC,FSC); □ A
e-service Online Submission See canceled document Investment Advisory >> Licensing/Ministerial Regulation Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and