Kong Covered fund under HK-TH MRF which has been approved by the SEC; - Information on fund performance of the Hong Kong Covered Fund in comparison with other mutual funds with similar investment policy
Office inspection: provided that such derivatives business shall has similar characteristics to the category of the derivatives business that will be commenced and such licensee has limit scope of its
operator and reveal in the annual compliance report; (11) other functions with similar characteristics to the above functions under sub clause (1) to (9). Clause 9 4 The clause is repealed by the by the
relating to Business Operation to Third Party (No.5) dated 21 December, 2016 (effective on 16 January, 2017). 5 reveal in the annual compliance report; (11) other functions with similar characteristics to
an offer for sale of securities or an issuer of underlying shares of underwritten securities, including a person holding a position whose authority is similar to such person; (6) “offering closing date
of securities or an issuer of underlying shares of underwritten securities, including a person holding a position whose authority is similar to such person; (6) “offering closing date” means the day on
shall not be applicable to the following assets or persons: (1) assets of a client which is a mutual fund, private fund or any other similar fund under management of a securities company in its position