have been repealed because the Notification on Capital Market Business Personnel has already prescribed rules on such matter;             (3)  Consolidating regulations concerning the same issues for

equity or debt instruments. Most of those making comments also agreed on a requirement to mobilize fund via ICO portals approved by the SEC. ICOs can be placed to institutional investors, private equity

execution.The draft rules would grant a waiver of private fund license and derivatives fund manager license for both services above which would be considered incidental to brokerage. However, the intermediaries

public hearings from the third quarter of 2017 to the second quarter of 2018 and has included comments and suggestions of the private sector in the revision of the criteria.  Most of the parties

Ounjai, TLCA Director said that ?TLCA has been one of the key players that fully supports listed companies in raising their corporate governances for years. This in turn helps strengthen market confidence

renewable energy. In addition, each project must have at least 1 billion baht investment value or no less than 500 million baht for a small-scale private power project. The fund may invest in an ongoing

share (source: SETSMART from www.setsmart.com). However, if the offering price of the convertible debenture to the specific investor (private placement) is lower than 90 percent of the market price of the

from investment scams via various new forms and channels. In this regard, the SEC has observed a persistent trend of investment scams related to the capital market, with scammers often using online

Bangkok, March 26, 2014 ? Institutional investors announced proxy voting guidelines aiming to boost quality and sustainable growth of listed companies and the Thai capital market. The institutional

. (Enclosure 3) 4. Although, the Private Placement Offering Price is at the same price as the Right Offering price, but lower than the Market Price, and also lower than the fully diluted price (the average share