look forward to the participation of more ASEAN member states in this framework over the coming years.” -End-About the ASEAN CIS Framework· The ASEAN CIS Framework is one of the initiatives
prohibited from trading securities on the Stock Exchange or over-the-counter trading centers or entering into derivatives contracts on the Derivatives Exchange for one year and six months, and banned from
SEC has announced the SEC Strategic Plan 2021-2023 today at the conference under the theme, “Strengthening Resilient Future.” Mr. Arkhom Termpittayapaisith, Minister of Finance, presided over the
analyst will be allowed to cover no more than 15 securities in average; published research must be updated at least 4 times a year; brokers must put in place control over quality of investment research and
through his client's account in large trading volume for over three months. {B}'s actions were deemed interfering with client's assets. In case of {C}, the SEC received a complaint lodged by a client of a
the big lot board or the foreign board. The scheme involved more than 600 transactions for trading volume over 3 billion baht. Numkrit and the conspirators gained profit of approximately 37 million
the shareholders? meeting to enter into related party transaction with Ua Withya Plc (UWC) to purchase shares of Imperial Land Company Limited (IMP) and the claim over outstanding loan and accrued
attended by over 80 regulators and audit firm representatives from 6 ASEAN countries and Hong Kong. Besides the AARG members comprising Malaysia?s AOB, Singapore?s Accounting and Corporate Regulatory
submitted as a single order causing the price and trading volume of UNIQ shares to be inconsistent with normal market conditions. The UNIQ closing price increased over 3.8 times and average daily trading