management companies must provide explanation concerning the funds for investors? understanding and must also take necessary steps to ensure that investors learn of associated risks prior to making investment

Understanding (MoU) where Suzuki Motor Corporation planned to purchase from the said sellers the shares of Thai Suzuki Motor Co., Ltd. The MoU prescribed a condition that the sellers must proceed to either close

Bangkok, October 7, 2013 ? The SEC and the Agricultural Futures Trading Commission (AFTC) signed a Memorandum of Understanding (MoU) to cooperate in exchange of information on the derivatives

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาวจอมขวัญ คงสกุล รองเลขาธิการ ร่วมพิธีลงนามบันทึกความเข้าใจ (Memorandum of Understanding: MOU) ว่าด้วยความร่วมมือในการป้องกันและ

in Thailand – Building Market Readiness and Regulatory Consultation.” The seminar aimed to enhance understanding of ICMA’s transition finance standards and to present proposed regulatory

shareholders' rights and ensures fair treatment or how the corporate management works for the best interest of the business and all shareholders. Such descriptions should enhance investors’ understanding of the

consultant under a signatory member of the Memorandum of Understanding on the ACMF Pass under ASEAN Capital Market Professional Mobility Framework: (a) shares listed on an ASEAN stock exchange; (b) investment

any of the following capital market products without solicitation for investment, who performs duties as an investment consultant under a signatory member of the Memorandum of Understanding on the ACMF

sharing knowledge, making understanding or notifying facts relating to capital market, investment, manufacturing and service sectors, or overview regarding each or overall capital market products ; (2) the

, with the knowledge, skill and expertise necessary for discharge of the responsibilities allocated to them, and having honest behaviors without notorious background. In case the personnel under the first