. Notification of the Securities and Exchange Commission No. Kor Thor. 11/2553 Re: Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer _____________ By virtue
01/03/2017 2. Notification of the Securities and Exchange Commission KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
Maintenance of Financial Condition of Licensed Derivatives Broker 29/12/2017 16/01/2018 2. Notification of the Office of the Securities and Exchange Commission SorThor. 19/2554 Report on Trading of
and Derivatives Trading for Derivatives Broker 02/04/2008 01/07/2008 2. Notification of the Office of the Securities and Exchange Commission SorThor 19/2552 Report on Trading of Securities
unaudited financial statements of all Thai securities companies and derivatives broker, which may be different from the data shown in the audited financial statements that will later be disclosed to the
Bangkok, May 13, 2013 ? The companies aiming to broker a variety of investment units offered by different asset management companies will be eligible to apply for Type D license. Certain requirements
for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business operator, futures trading manager or futures
. Operators of derivatives business wishing to apply for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business
หลักทรัพย์ที่เป็นหน่วยลงทุน (Limited Broker Dealer Underwriter - LBDU) ท่ีเป็นสมาชิกตลาดหลักทรัพย์แห่งประเทศไทย ส านักงานคณะกรรมการก ากับหลักทรัพย์และตลาดหลักทรัพย์ (http://www.sec.or.th) อาคารจีพีเอฟ