_________________ Clause 31 The SEC Office shall have the power to grant a waiver for the disclosure of information required in this Notification if mutual funds and trusts could demonstrate to the SEC Office that
or the argument brought by the appellant and shall demonstrate reasons or consideration in the process of issuing the administrative order which is the matter of appeal. The appeal and the memorandum
, the Company didn’t show estimate of operating result on the registration statement offering of securities. 1.5. Report of Auditors In previous year, the Auditors have checked Company’s Financial
members; (c) clearly identify the objectives of the storage and demonstrate that such storage or investment by the securities clearing house is for the purpose of complying with Section 223/3. (2) In the
slower pace than 2018 at around 7-8 % supported by fixed asset investment. Certain other key segments like chemical and construction (AAC block manufacturing) also show positive tendencies. On the downside
show that such securities trading is executed after the client has received general advice , specific advice or has not received investment advice . Clause 21 A securities company shall examine and
storage. Clause 20 In trading securities with a retail client, a securities company shall prepare evidentiary documentation to show that such securities trading is executed after the client has received
other persons in a manner which is similar to or which is in competition with the operation of the management company except where the management company can show that its organizational structure does
March, as customers gear towards health and hygiene products. As a result, Babi Mild continues to show strong growth momentum from liquid soap and cleaning products together with the recent relaunches of
financial reporting standards relating to financial instruments (TAS 32, TFRS 7 and TFRS 9) and leases standard (TFRS 16) retrospectively from 1 January 2020. The following tables show the adjustments made to