Diligence (KYC/CDD) and credit line review practices, particularly for those clients who have traded securities under cash balance rule or inappropriately transferred their securities to raise credit limits
board of directors together with audit committee versus IFA have come to different conclusions. In this connection, the SEC advises DEMCO shareholders to carefully study the information, exercise their
(SOE) listed on the Stock Exchange of Thailand (SET) in compliance with international audit standards which have become effective this year. This collaboration is supported by the World Bank who renders
ASEAN Economic Community in 2015. ?SMEs are a key driver of the Thai economy, generating 37 percent of GDP, 28 percent of the total export value, and 78 percent of the national employment. Yet, they have
, and an annual report including: (1) policy and arrangement of the company to prevent corruption, its response to any conflicts which might have significant impact on the company and any related legal
suspension imposed by the SEC is deemed to have been served. _________________ Note: Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel
platforms.Over the years, reports of suspicious instances and assistance requests have served as crucial information that help shape proactive measures for the Investment Scam Hotline under the SEC Complaint
amount to the benefit should have been received from committing the offence in a sum of 522,500 Baht together with 7.5% interest calculated from the amount equals to the benefit should have been received