respectively. However, Mr. Itthipat prepared and disclosed the reports (Form 59) to the SEC office on 4 November 2025 and 17 December 2025 which means Mr. Itthipat failed to prepare and disclose the reports
2022 and 16 November 2022 and (3) Year 2023, by 17 May 2023 respectively. However, Mr. Nutchatpong prepared and disclosed the reports (Form 59) to the SEC office on 4 November 2025 which means Mr
derivatives trading activities after having accessed the EY information system which contained clients’ audited, but yet to be disclosed, draft financial statements under responsibility of the audit group under
Clause 18; (2) the covenants in part of disposal of the principal asset shall contain a substance in accordance with the following provisions: (a) the disposal shall be revealed and comply with Clause 11(2
-General Tipsuda Thavaramara revealed that SEC has launched an automated data distribution system, or SEC API, to enable easy access to SEC’s information or third party information in possession of SEC and
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of December 2017 – May 2018, two groups of persons engaged
underwriting of investment units (LBDU), the SEC's further investigation has revealed that during the period from August 2008 to December 2015, six of the bank's investment consultants deceitfully took clients
is not required to be disclosed the information memorandum in accordance with the Notification of the Board of Governors of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts
acquisition or disposal of assets and the transaction is not required to be disclosed the information memorandum in accordance with the Notification of the Board of Governors of the Stock Exchange of Thailand
results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial statements through the SET http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 06/06/2018 total of 1.3 million