submit the reviewed financial statements for Q3/2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 6/2017 Settlement Committee Order No. 47/2017 Dated 19/07/2017
audited financial statements for the year 2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 8/2017 Settlement Committee Order No. 65/2017 Dated 20/09/2017
annual registration statement for the year 2016 (Form 56-1, 2016) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 8/2017 Settlement Committee Order No. 65/2017 Dated 20/09
annual report for the year 2016 (Form 56-2, 2016) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 8/2017 Settlement Committee Order No. 65/2017 Dated 20/09/2017
and submit the financial statements for the year 2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 11/2017 Settlement Committee Order No. 101/2017 Dated 20/12/2017
financial report for the first half of the year 2017 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 2/2018 Settlement Committee Order No. 7/2018 Dated 21/02/2018
other interested person as specified in the notification of the SEC; (4) purchase and sell futures and options on securities whether in its own name or for customers unless the SEC issues a notification
's profit. 12/05/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 333,333.33 Baht
agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 333,333.33 Baht SEC Act (before the fifth