to cause damage or any other circumstances indicating the applicant’s financial hardship, including not having any reasonable ground to believe that the applicant has any deficiency or
facts which, in general, shall be considered from- (a) period and frequency of unlawful act; (b) such unlawful act indicated deficiency in operational or internal control system and such operational or
reasonable ground to believe that the applicant has any deficiency or inappropriateness regarding the sound business control conduct; (3) being able to maintain capital funds and set aside reserve capital in
applicant has any deficiency or inappropriateness regarding the sound business control conduct; (3) being able to maintain capital funds and set aside reserve capital in compliance with law establishing such
applicant has any deficiency or inappropriateness regarding the sound business control conduct; (3) being able to maintain capital funds and set aside reserve capital in compliance with law establishing such
characteristics as follows: (1) having deficiency in legal competence or having been subject to any legal proceeding under the law governing capital market or having untrustworthy characteristics as specified by
equal to the difference representing the deficiency, or reduce the number of such remaining investment units and make a payment out of its own funds in an amount equal to the difference representing the
total THB 255.62 million shortfall of additional investment in CM is financed by debt (total investment to be proposed at this shareholders’ meeting amounts to THB 5,568.00 million, less THB 4,712.38
characteristics: (1) having deficiency in legal competency, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited characteristic
law. Division 16 Prohibited Characteristics Clause 28 Personnel in the capital market business shall not possess the following prohibited characteristics: (1) having deficiency in legal competency