such behaviors prior to re-filing public offering application. In this regard, such securities include shares, share warrants, debentures and convertible debentures as well as units of infrastructure

among their business units or sufficient check and balance systems must be in place. This is to ensure that REIT trustee will perform duty for the utmost benefits of REITs and REIT unitholders. In this

? Engineering, had sold 5,950,000 EMC shares and 8,900,000 units of warrants to purchase EMC shares (EMC-W3) in his ex-wife trading account. The selling was based on non-public information concerning the

persons to hold not more than 1/3 of total investment units sold.? In case any person or group of persons hold an amount exceeding the limit is barred from making additional investments, the asset

may also be offered concurrently with trust units.? 

assets are either shares of foreign company or investment units of exchange-traded fund (ETF) listed on major exchanges.Besides, those having interest in foreign securities investment should thoroughly

property of SSPF in an amount of 1,700 million Baht. He utilized this information to buy 360,000 units of SSPF between 9-11 June 2015. 19/05/2017 agreed to comply with civil penalties determined by the

units of EARTH-W4, prior to the disclosure of the inside information to the public on 7 June 2017 at 20.07 hrs. 19/08/2021 filed a lawsuit to a civil court16/11/2018 referred the case to a state

Freehold Eight Thonglor property fund (“UOB8TF”) Units through the securities trading accounts of Mrs. Usuma Sarapoonsup and Miss Thitirat Lohaset by using material information which has not yet been

Mrs. Usuma Sarapoonsup Mrs. Usuma Sarapoonsup rendered assistance to Mr. Eakarat Apiwattanaporn’s commission of the offense to buy UOB Freehold Eight Thonglor property fund (“UOB8TF”) Units on 19