guideline shall be deemed to have complied with the rules prescribed herein. Part 1 Application for Approval and Granting of Approval for the Establishment of a Fund _____________ Clause 8 A management

and a management company having acted in accordance with such guideline shall be deemed to have complied with the rules prescribed herein. Part 1 Application for Approval and Granting of Approval for

Approval and Granting to Establish Branch Offices of Intermediaries . Clause 39 In providing services of accepting trading orders of capital market products outside the intermediary’s offices, an

Granting to Establish Branch Offices of Intermediaries. Clause 39 In providing services of accepting trading orders of capital market products outside the intermediary’s offices, an intermediary shall comply

to Issuance and Offer for Sale of Securities. Clause 3 This Notification shall be applicable to: (1) Application for Approval and Granting of Approval for an Offer for Sale of Depositary Receipts under

. Prior to granting approval for lending money for purchasing securities or lending securities for making a short sale to any person, a securities company shall: 6 Repealed by the Notification of the Office

for granting approval under this Notification, certain facts lead to the consideration that the objective or substance of such offer for sale of such securities has the intention to evade provisions

except such license specified under the Notification of the Securities and Exchange Commission concerning Rules, Conditions and Procedures for Application of Licenses and Granting of Licenses for Operating

services except such license specified under the Notification of the Securities and Exchange Commission concerning Rules, Conditions and Procedures for Application of Licenses and Granting of Licenses for

has been approved by the SEC Office in accordance with the Notification of the Office of the Securities and Exchange Commission concerning Granting of Approval for Auditors except for the following