for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business operator, futures trading manager or futures

Online Submission CA - Download Forms / Manuals Investment Advisory Juristic person who undertake securities business in the category of investment advisory services under the Securities and Exchange

Re: Determination of Characteristics of Services Not Deemed to Be Undertaking Digital Asset Business in the Category of Digital Asset Custodial Wallet Provider (No. 2) dated 14 December 2023: (https

Bangkok, March 8, 2011 - The SEC is seeking public comment on the proposal to strengthen role of compliance unit of securities company in the category of securities brokerage, dealing and

addition, the SEC will extend the scope of services for category B derivatives investor contact limited to gold derivatives to cover precious metals derivatives, and will allow selling agents whose services

Bangkok, December 16, 2013 ? SEC voted ?The Best Information Booth? award for the medium-sized booth category at SET in the City 2013. SEC Assistant Secretary-General Waratchya Srimachand received

Bangkok, June 17, 2013 ? The SEC has won an ?Outstanding Booth? award for the category ?less than 100 square meters? at Money Expo Bangkok 2013 hosted by Money & Banking Magazine. SEC Secretary

statements of securities companies in the category of Non-public Accountable Entities (NPAEs); and ?4.? To report financial transactions related to agricultural derivatives business more appropriately.? The

derivatives and structured notes. The revisions include expanding underlying assets of derivatives and SN to cover all investible assets as well as revising SN definition and underlying assets in the category

ACMF Vision 2025.----END----Note-to-EditorsAbout the ACMF• The ACMF is a high-level grouping of capital market regulators from all 10 ASEAN jurisdictions, namely Brunei Darussalam, Cambodia, Indonesia