MR. NATTHAWAT PIBOONTHANAAMORN - for more details please see SEC news No. SEC Act (the fifth amendment) Section 244/3 (1)(2) in conjunction with Section 315 Civil Action Dated 00/00/0000
submit or disclose material facts that POLAR ceased operating all or part of its business due to a court-ordered receivership on 3 August 2017, POLAR concealed such information and other activities
Mr. Wasan Kiewkao Mr. Wasan Kiewkao conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives
offer the NRI CIS to non-retail investors in Thailand. In this regard, I/We have completed the application form and enclosed all relevant documents in support of this application (if applicable). Part A
funds; (3) “ infrastructure asset ” means: (a) the https://publish.sec.or.th/nrs/5883pe.doc DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed
https://publish.sec.or.th/nrs/5883pe.doc DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board
Supervisory Board No. Tor Nor. 27/2554 Re: Commitment between the Unitholders of an Infrastructure Fund and the Management Company ______________________________ By virtue of Section 16/6 of the Securities and
) except for the amendment by the order of the SEC Office by virtue of Section 21 of the Trust for Transactions in Capital Market Act B.E. 2550. Clause 29 The covenants in part of dissolution of a REIT shall
), Section 90 and subject to sanctions under Section 289, and the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions under Section 125 respectively. This case is in the process of inquiry by
potentially harm public interests. Therefore, in its meeting on 1 February 2024, the SEC Board, by virtue of Section 35, Paragraph 2, of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) (the