execution.The draft rules would grant a waiver of private fund license and derivatives fund manager license for both services above which would be considered incidental to brokerage. However, the intermediaries

beneficial, while the proceeds from sustainability bonds will be for projects that offer environmental and social benefits.  Introducing both initiatives was a part of the 2nd ASEAN capital market

Both existing businesses that already operate a digital business before the legal enforcement or newcomers who are interested in obtaining licenses as trading centers, brokerage firms or traders

to the punishments under the said provisions in conjunction with Section 86 of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made

Exchange Act B.E. 2535 on 16 May 1992. The SEC Thailand has the centralized roles for supervision and development of both primary and secondary markets. This structure also facilitated issuance of new

’ investment portfolios, we are contributing to building a complete ecosystem and increasing the roles of institutional investors in managing investments responsibly while taking into consideration both climate

the SEC website, in order for the SEC to conduct further in-dept investigations. Any activities liable to violation of laws enforced by the SEC may be subject to legal action, which could result in both

to invest in the instruments offered domestically or overseas, to the extent specified by investment limit. The regulations aim to widen both channels for banks to strengthen their capital and

offenders and informed the proceedings of both cases to relevant agencies for further consideration of enforcement under relevant laws.The SEC strongly urges investors to exercise discretion especially with

each, while 78.2% of total funds are joined by over 500 members.The overview performance of provident funds in Q2/2012 showed a continual increase over Q1/2012 both in terms of NAV, the number of