The event is with the objective to continuously drive forward the Thai capital market because SEC recognizes the significance of the encouragement and development of knowledge regarding finance
must declare its intention to appoint debtholders’ representative since the beginning process that it applies for approval of debenture issuance to SEC because the appointment during the tenure of such
notified the filing of such criminal complaint to the Anti-money Laundering Office (AMLO) because the offense of manipulating price and volume of securities is deemed as a predicate offense under the Anti
the extended deadline because the new financial advisor whom PACE has appointed to appraise the fair value measurement of the investment is still gathering and analyzing data and information from many
the Internet, and the inconvenience for thorough reading of lengthy registration statements and prospectuses.The proposal is not expected to add much compliance cost because in practice issuers tend to
trading accounts regularly, as prepared by the responsible securities companies, and not to fall for promises of guaranteed returns because investment in the capital market could either yield profits or
information had to be publicly disclosed through the SET's Electronic Information System within 30 November 2017. However, PACE has failed to meet the original deadline because the company would like to seek
The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
investment units en masse. In such events, mutual funds are forced to dispose of their assets in a fire sale leading to a plummet in market price. This situation could be unfair to existing investors because