(3)  electronic meeting: if listed companies intend to hold the shareholders’ meeting via electronic media, it is advisable to consider the use of reliable meeting control system in accordance with

Regulation is expected to take effect in the third or fourth quarter this year.   SEC is therefore proposing the amendment to the related rules to accommodate securities business undertaking in accordance

/reverse repo agreement regulations.The public hearing this time is on the regulations drafted in accordance with the approved principles to accommodate repo/reverse repo transactions of securities

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

SEC gives information on posting trading signs on listed securities in accordance with SET regulations to protect investors. SET posts supervisory signs on listed securities to warn investors to make

accordance with the relevant regulations of the home country and additional requirements specified in the MoU. A Hong Kong fund to be offered through licensed intermediaries in Thailand under HK-TH MRF is

environmental and climate data disclosure since it is an important issue and is in accordance with the SEC’s policy in promoting environmental, social, and governance (ESG) for sustainable capital market

IOSCO on 7 June 2019 in accordance with IOSCO criteria for selecting the Annual Meeting host three years in advance. An average attendance of the Annual Meeting is 600 persons from more than 225 capital

work divisions, and the appointments of deputy secretaries-general and assistant secretaries-general. The new organizational strategy aims to push forward capital market development in accordance with

fails to comply with the Appeal Court’s judgement, SEC shall proceed with legal execution in accordance with the legal process in due course.”In any case, the civil penalty and the compensation for the