In this regard, the SEC reiterates its warning to DA business operators to fulfill their duties in safeguarding clients’ digital assets in accordance with established criteria, with a primary
business operators which may be considered an act of co-principals or accomplices of the offenses.The Securities and Exchange Commission (SEC) has issued a warning about the provision of services that may
investors to use its services, either via its website or Facebook Page: {X1}. On 5 April 2021, the SEC issued a warning letter requiring {X1} to submit a written response but {X1} failed to submit a response
the civil monetary penalties above, the SEC released a public warning against solicitation for investment in Mandawee Tour on 11 August 2017 around the time when the SEC received the referrals to the
The warning came after the SEC had received information from the concerned public and stakeholders who noticed that unlicensed business operators in the securities and digital asset sectors
suppressing unlicensed digital asset businesses, while protecting users from lack of legal protection and mitigating risks of scams and money laundering.” Earlier, the SEC issued a public warning regarding
listed companies’ determination in emphasizing the importance of gender equality.* As of December 2022, there were 206 listed companies having 30 percent woman directors on the board.” Ms. Sarah Knibbs
promote Sustainable Development Goals (SDGs) among the private sector , Moong Pattana International Plc., and (6) Ms. Voravan Tarapoom, Chair of the Executive Board, BBL Asset Management. The panel
(SDGs) among the private sector , Moong Pattana International Plc., and (6) Ms. Voravan Tarapoom, Chair of the Executive Board, BBL Asset Management. The panel discussion was moderated by Ms. Thanyaporn