such information on a need-to-know basis and prevents unlawful use of such information; (2) a system for management and storage of data, documents or relevant evidence, for example, efficient records of

-to-know basis and prevents unlawful use of such information; (2) a system for management and storage of data, documents or relevant evidence, for example, efficient records of conversations while

manner in which results of the distribution of the shares being offered are to be made public, and where appropriate, the manner for refunding excess amount paid by applicants (including whether interest

have to be only any of the following cases: (a) the reduction of the paid up capital is in accordance with the plan which has specified clearly in the trust instrument; (b) the REIT has excess liquidity

local steel products instead of imports. However, the policy encouraged to increase production capacity and supply excess capacity to other countries. This will create problems for the steel market in

using subscription money in excess of the total amount expected to obtain from the offering for any other business before returning money to unallocated subscribers completely; (3) report securities

receive interest at the rate of not less than seven point five percent per annum from the date after such period ends; (b) prohibition of using subscription money in excess of the total amount expected to

point five percent per annum from the date after such period ends; (b) prohibition of using subscription money in excess of the total amount expected to obtain from the offering for any other business

line ทั้งหมด 010100|0800|900|300 -> 5. ยอดรวมทรัพยสิ์นส่วนเกิน (excess equity) 010100|0400|1000|65 -> 3. ยอดเงินใหกู้ย้มืคงคา้ง (margin loan) รูปท่ี 2 : ไฟล์ “ข้อ1_รายละเอียดลูกค้า_(1).txt” ข้อสังเกต

วางหลกัประกนั การค านวณ Excess Equity การบงัคบัขาย เป็นตน้ (2) ตอ้งไม่ละเลยการตรวจสอบดูแลตามสมควร (fail to supervise) ส าหรับการปฏิบติัหนา้ท่ี ของผูบ้ริหาร ผูจ้ดัการกองทุน และกรรมการในคณะกรรมการลงทุน