. Sakesan Baisak (5) Mr. Yosapong Pothasuthon and (6) Mr. Suriyan Thongpikul failed to provide explanation to questions stated in SEC letter, in which, the SEC exercised the power under Section 58(2) of The

5 3 For communication with and providing services to clients, an intermediary shall provide or offer services suitable to each client carefully, especially with special care to one of the following

53 For communication with and providing services to clients, an intermediary shall provide or offer services suitable to each client carefully, especially with special care to one of the following

53 For communication with and providing services to clients, an intermediary shall provide or offer services suitable to each client carefully, especially with special care to one of the following

14th Money Expo Chiang Mai 2019 at the Chiang Mai Hall, Central Plaza Chiang Mai Airport. SEC was with the responsibility to provide basic knowledge on the capital market and digital assets, to

Market Supervisory Board, or the Office of the Securities and Exchange Commission has recommended any investment in the securities nor shall they assure the value or returns on the securities being offered

share, equivalent to 99.9333 percent of total ordinary shares sold (“Spring”), which is the holder of a license to use the spectrum to provide digital terrestrial television services as a national

“Yes”, please state the AUM as at the latest practicable date ________________________________________________________________________ 8) Please provide the investment objective/policy of the NRI CIS

investors’ interest as well as provide proper and sufficient information disclosure to investors. By virtue of Section 9, Section 18, Section 31 and Section 41 of the Derivatives Act B.E. 2546 (2003), the

as provide proper and sufficient information disclosure to investors. By virtue of Section 9, Section 18, Section 31 and Section 41 of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange