of a brokerage firm to perform duty as local intermediary in Thailand (issued by Qualifying CIS Operator) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the
in the https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf freshfield representative within the period prescribed by the Office of the SEC; (2) any person who is
/Documents/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf freshfield representative within the period prescribed by the Office of the SEC; (2) any person who is in possession of property or documents
Member (8) Mrs. Vipa Sae-Ngow Member (9) Representative from the Office of the National Economic and Social
CIS Operator ) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator ( issued by CIS Operator ) [ ] 5. Evidence on the appointment of an authorised person
Operator) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment of an authorised person of CIS
where the home regulator is established; (4) a letter appointing a brokerage firm to perform duty as a representative responsible for the trading of units of ASEAN Collective Investment Scheme in Thailand
bondholders’ representative with the following characteristics: (1) be listed as a qualified person to serve as a bondholders’ representative in accordance with the Notification of the Capital Market
Cambodia, as 14 well as upgrading the representative offices in the Socialist Republic of Vietnam and the Republic of the Union of Myanmar to the status of a branch. 2) Transactional & Digital Banking Track
: ................................................................................................................................................ Through the Representative(s) of the juristic person / non-juristic group of persons as follows: (1