of the Securities and Exchange Act, ensuring their protection and avenues for redress. Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, acting Secretary-General, and Mr. Rongrak
on clients? behalf.In support of the proposed amendments, the SEC has prescribed other relevant rules to ensure appropriate protection of investors? interest. The consultation paper is available at
the Deposit Protection Agency Act B.E. 2551. The revision will require securities company or derivatives broker to deposit client?s money with commercial banks or invest in promissory notes and bills of
response to reduction of protected deposit amount by the Deposit Protection Agency and to provide more investment alternatives for the fund by allowing investment in sukuk and Islamic deposit. 1. Revisions
-determined investment scope, and receiving more protection from better quality standard services.The proposed rules are expected to take effect in early 2017. The consultation paper is available at
protection with accurate and sufficient information for investment decision and build confidence in quality of financial reports of businesses in capital market. The inspection results indicated that most
Thai incorporated companies and foreign companies not listed on specified main board of foreign exchanges. The proposal aims at enhancing investor protection while pushing securities issuers to rectify
Exchanges (WFE). The proposal aims to enhance investment opportunity and investment choices for investors in the high growth subregion with an appropriate investor protection. For example, an investment
painting the award is judged under four criteria, including: concept and creativity, design and arts, utility, and presentation.?The booth presentation aims to emphasize the SEC?s role in investor protection
unnecessary burdens on listed companies without compromising proper protection for shareholders.?The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are welcome to submit