for clients; (b) providing information regarding capital market products or services for the assigned personnel under (a) to study and acquire the understanding of the details thereof before presenting

for clients; (b) providing information regarding capital market products or services for the assigned personnel under (a) to study and acquire the understanding of the details thereof before presenting

for clients; (b) providing information regarding capital market products or services for the assigned personnel under (a) to study and acquire the understanding of the details thereof before presenting

such information on a need-to-know basis and prevents unlawful use of such information; (2) a system for management and storage of data, documents or relevant evidence, for example, efficient records of

-to-know basis and prevents unlawful use of such information; (2) a system for management and storage of data, documents or relevant evidence, for example, efficient records of conversations while

: Relevance Date (Newest) Date (Oldest) ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data” means data that are created, sent

.   In this regard, less complex formula will be used in calculation without causing major difference on the outcome. Since 2004, the Turnover List has been launched to provide investors with information

Address Explanation on details of information required to be disclosed in Factsheet 1. Guidelines on the use of language, font and number of pages • Language: Concise and easy-to-understand language shall

(Form Dor Jor. 1-custodian), Monthly Net Capital Calculation Report (Form Dor Jor. 2), Information related to Service Provision Quality and IT Usage Capacity, Customer Identification Data, Customer Wallet

and facilitate the submission of various reports and data;           - Providing capital market information through SEC Check Tools Initiative, an investment resource hub for the public. These tools