operating result for nine months Comparing accumulated operating results for 9 months with the same period of the prior year, the group’s profits increased by Baht 24.07 million, due to the following reasons
of no less than one hundred million baht on the application date and having the paid-up registered capital of no less than one hundred million baht prior to the license issuing date; (2) being able to
prior to the expiry date of approval under Clause 12; and (2) having filed the application for renewal of approval as auditor in the capital market with the SEC Office in advance for at least two months
has the selling expenses of Baht 132 million, which is increased by Baht 23 million or 21% compared to those of prior year. The increase is due to commission paid to sale agent for selling set-top box
prior approval from the Office; the Office, therefore, stipulates the approval for a securities company licensed to undertake securities business in the category of mutual fund management, private fund
) _____________ Whereas Section 100 of the Securities and Exchange Act B.E. 2535 (1992) provides that the appointment of any person to be an agent or broker of a securities company shall require prior approval from
company is allowed to advertise, except for the advertising made pursuant to Chapter 2 which must be approved by the Office prior to distribution. (UNOFFICIAL TRANSLATION) 3 Clause 5. To advertise, in any
which must be approved by the Office prior to distribution. (UNOFFICIAL TRANSLATION) 3 Clause 5. To advertise, in any cases, the securities company shall comply with Advertising Rules as prescribed under
advisor who provided services for customers prior to the effective date of this notification shall arrange to have an agreement in writing relating to the settlement of disputes by arbitration organized by