the investor prescribed in (1) and (2) “retail client” means client other than an institutional client; “inside information” means any information which substantial to the change of price of the
an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to public and the securities known by its business
determining the credit rating some for whom the rated entity or obligation is within their area of primary analytical responsibility and some of whom have other areas of primary analytical responsibility. 1.15
) ขอ้มลูเกียวกบัตวัแปรทีหลกัทรัพยอ์า้งอิงถึง (3) กาํหนดบทสันนิษฐานโดยถือวา่บุคคลดงัต่อไปนี) เป็นผูที้รู้หรือครอบครองขอ้มูล ภายใน (primary insider) ซึ งบุคคลดงักล่าวอาจพิสูจน์ใหเ้ห็นไดว้า่ไม่รู้หรือไม่ไดค้
offering; (2) soliciting investors to invest in a newly-issued outbound product for a public offering in the primary market by any other manner specified by the SEC Office. Clause 12 The outbound product the
) soliciting investors to invest in a newly-issued outbound product for a public offering in the primary market by any other manner specified by the SEC Office. Clause 12 The outbound product the services of
currency method has put into practice for both accounting and tax purposes where the Company’s primary operation resides. The Board also approved and authorized the Chairman or a designee by the Chairman to