support legal enforcement under the SEA after the criminal complaint has been filed.   Since the financial transactions in this case took place overseas, the SEC has collaborated with and received

up a booth showcasing the SEC Digital Strategic Plans and key projects aimed at driving trust and confidence in the Thai capital market. The opening ceremony took place on 29 May 2024, in Bangkok

2022) and considered that related applicable rules for proper and consistent practices of DA operators should be put in place. A public hearing on the proposed draft regulation was held during 4 July-3

already been put in place to handle situations that may affect business operation and to reaffirm readiness of the stock exchange, the debt market and the derivatives market, including the clearing and

conditions must be put in place. “This regulatory amendment will open up opportunities for interested entities to set up and manage a high yield bond more flexibly within a permissible scope. Once

continues to emphasize the importance of adequate measures to protect the clients’ interests and personal information. In this regard, business operators are required to put in place operational systems as

the sufficiency and appropriateness of these mechanisms are assessed annually must be put in place. SEC has published a hearing document on the above matter on SEC website, available at

investment in shares of limited companies, these can be offered for sale to more than 50 investors only if the offeror must put in place the following mechanism for protection of shareholder’s rights: (a

place of trading. In addition, the regulation writing method has been simplified through the use of diagrams and tables to facilitate asset management companies’ better understanding and proper

 the business operators have in place the system and measures to prevent such incidents from happening again.  The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID