securities trading orders from persons being neither account owner nor account owner's appointee; and failing to keep a complete record of trade order instructions; in violation of Clause 20(2) and (3) of the
becomes known or should have been known that the Registration Statement is false or lacks any material information that should have been disclosed, but in any case not later than two years since the
considering which act of the person giving advice or the owner of the website or electronic media is or is not liable to be an undertaking of securities business in the category of investment advisory or an
from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his
a subsidiary 24/06/2021 17:30 Notification of connected transaction regarding rental of property not exceed 3 years 28/01/2021 17:04 Notification of the connected transaction regarding the receipt of
receipt of financial assistance of a subsidiary 24/06/2021 17:30 Notification of connected transaction regarding rental of property not exceed 3 years 28/01/2021 17:04 Notification of the connected
extension of the bond maturity date for a period of two years, consideration for approval of a partial repayment of the principal by not less than 25 percent of the principal of the bond at the face value
KWI to conduct a special audit on the matters above, with specific examination of facts over the past three years. To ensure auditor independence, this special audit must be performed by one of the Big