. 49/2567 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries (No. 18); (5) Notification
detail as follows: I. The operating revenue breakdown by business segment In the third quarter and 9-month period of 2019, the Company and its subsidiaries’ revenue from sales of real estate decreased from
operating business in the capital market or by other relevant organizations; or (2) the committee has already prescribed explicitly and sufficiently a direction for considering an action in previous cases
Exchange Commission Remark : The reason for issuing this Notification is that the securities company has flexibility in operating its business, able to increase its income and expand its customer, and to
Exchange Commission Remark: The reason for issuing this Notification is that the securities company has flexibility in operating its business, able to increase its income and expand its customer, and to
for issuing this Notification is that the securities company has flexibility in operating its business, able to increase its income and expand its customer, and to prepared for the upcoming competition
has flexibility in operating its business, able to increase its income and expand its customer to prepared for the upcoming competition after the liberalization of derivatives business license in the
this Notification is that the derivatives broker has flexibility in operating its business, able to increase its income and expand its customer to prepared for the upcoming competition after the
which should have been clearly stated; 5. operating business relating to securities or derivatives without license in a manner of defrauding a large number of investors; (c) breaching the law on money