visiting SEC booth at SET in the City 2013. Presented under the theme ?SEC Investment Academy?, the SEC booth this year will be a source of knowledge for new investors. The visitors can start learning their
The Securities and Exchange Commission (SEC) organized a volunteer activity under the theme, “Doing Good Deeds for the Country and the People” in celebration of the auspicious occasion of His Majesty
, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside
improving the business environment in Thailand. The event aimed to raise awareness of the progress in enhancing the business and investment climate, increasing the country’s competitiveness, and
On 27 November 2019, SEC Secretary-General Ruenvadee Suwanmongkol presented to the conference on the SEC performance in driving the UNGPs in Asia - lessons learned, challenges, innovations - Part 1
audit firms received Very Good evaluation results, three of which are small sized audit firms. This is a significant progress in the audit industry as, dispite their size, small audit firms are able to
On 14 August 2019, the SEC and 12 organizations in the capital market officially co-launched the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation with the
practices in line with international standards. We are truly delighted that Thai listed companies continue to progress in their practice, making Thailand the country with the most recognized companies in the
The SEC has reviewed the existing criteria governing liquidity risk management tools for mutual funds and has also studied regulatory approaches adopted in other jurisdictions. The SEC is of the view