Mr. Somkiat Intasara On 28 October 2021, Mr. Somkiat Intasara colluded with other 28 offenders, to manipulate the stock price of Delta Paint Public Company (DPAINT) by placing a securities trading
Mr. Surat Arsirawat On 28 October 2021, Mr. Surat Arsirawat colluded with other 28 offenders, to manipulate the stock price of Delta Paint Public Company (DPAINT) by placing a securities trading
Mrs. La-Or Tangkaravakoon On 28 October 2021, Mrs. La-Or Tangkaravakoon colluded with other 28 offenders, to manipulate the stock price of Delta Paint Public Company (DPAINT) by placing a securities
Mrs. Wilai Tangkaravakoon On 28 October 2021, Mrs. Wilai Tangkaravakoon colluded with other 28 offenders, to manipulate the stock price of Delta Paint Public Company (DPAINT) by placing a securities
Miss Phatthira Homvilai On 28 October 2021 Miss Phatthira Homvilai colluded with other 28 offenders, to manipulate the stock price of Delta Paint Public Company (DPAINT) by placing a securities
-employees of UOB Kay Hian Securities (Thailand) PCL (UOB Kay Hian), {C}, a capital market investment consultant and the Vice President of institutional Dealing Department of UOB Kay Hian and {D}, a capital
Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company, claiming that such company was in the listing process of the Stock Exchange of Thailand (SET), when
, 2013.With a referral on the {A} case from the Stock Exchange of Thailand, the SEC probed into the case and found that {A}, then Senior Vice President Retail Sales 1 of Siam City Securities Co., Ltd., had
Bangkok, 7 April 2025 – Following the decision of the Stock Exchange of Thailand (SET) and the Thailand Futures Exchange (TFEX) to implement temporary measures for overseeing the trading situations