hosting of the IOSCO Conference would generate a wide range of benefits, e.g., (1) showing Thailand’s competitive potential as a capital market leader that performs in the regional and international
efficiency improvement in concurrent with financial stability enhancement. It is not only a matter of survival but also that of creating a strong foundation and paving the way to be a leader in their
Companies (AIMC), and the Thai Investors Association (TIA). Moreover, the SEC has set the directions for enhancing supervision on information disclosure of listed companies and on performance of duties of
executives, namely {D} and {E} as capital market personnel for six months each starting from 29 December 2015 on the ground of being negligent with regard to supervision of the company's core work systems
negligent with regard to supervision of the company?s core work systems. Regarding the share transfer case, Auracha, then an investment consultant at AEC, was found transfering shares in the client?s
comply with the requirements accordingly. Sincerely -signature- (Mr. Vorapol Socatiyanurak) Secretary-General Intermediaries Supervision and Development Department Telephone: 0-2263-6255 Fax: 0-2263-6446
supervision C: Cybersecurity A: เสริมสร้างความ https://www.sec.or.th/TH/Documents/strategicplan/strategy-2566-01.pdf PowerPoint Presentation เสริมศักยภาพทางเศรษฐกิจของประเทศ • ปรับปรุงหลักเกณฑด์้านเงินทุนของผู้