other assets to the unitholders, the management company, the fund supervisor and other related persons as well as the person who is responsible for the expenses for the debt performance; (2) provision on
the characteristics specified in the governing rules. For example: - The Hong Kong Covered Management Company is regulated by the Securities and Futures Commission of Hong Kong (SFC), which is the home
person assigned by the board of directors of the securities company to be ultimately responsible for the management of the securities company regardless of what the title may be; “person with power of
directors of the securities company to be ultimately responsible for the management of the securities company regardless of what the title may be; “person with power of management” means a deputy manager, an
; “manager” means any person assigned by the board of directors of the securities company to be ultimately responsible for the management of the securities company regardless of what the title may be; “person
the capital market, as follows: (1) Open Data: To support collection and disclosure of capital market information in the form of open data, for example, information on investment, business operators
securities business supervision: For example, repeal of the minimum requirement of paid-up registered capital of securities company, allowing the SEC Board to use discretionary power to prescribe required
. 3 J. Paying Agent Identify name and address of the issuer’s appointed entity who is responsible for making payments on the debt securities, and a contact person for collection of any payments due. K
: Certification of Information Attachment details of director, executive, deputy manager, assistant manager, director of department, and persons holding equivalent position called by other names who responsible for
as a team, the team or only two main responsible fund managers shall be specified. In case of a mixed fund with asset allocation strategy, only two fund managers managing the investments in major