notification of the SEC with the https://publish.sec.or.th/nrs/3084pe.doc .. loss in derivatives position and the balance amount of the margin of customer marked to market; (4) The amount and type of property to
commencement of derivatives trading for customer https://publish.sec.or.th/nrs/3872pe.doc แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ respective rights thereof as well. In the event that the Company or a subsidiary
Exchange Commission which each type of customers may invest or possess. Clause 8. In case the customer wishes to put his or her property into the custody of the derivatives fund manager, the derivatives fund
Commission which each type of customers may invest or possess. Clause 8. In case the customer wishes to put his or her property into the custody of the derivatives fund manager, the derivatives fund manager
Securities and Exchange Commission which each type of customers may invest or possess. Clause 8. In case the customer wishes to put his or her property into the custody of the derivatives fund manager, the
must not have untrustworthy characteristics and must perform fiduciary duty; 4. Shares must be sold through an intermediary that is responsible for conducting know-your-customer screening
Customer (KYC) were inconsistent with the SEC's acceptable standards, while the sufficiency of their IT security and cyber security systems could not be verified.In addition, as a result of the application
) seller with in-depth information on the product offered to investor (product due diligence), (iv) distribution of fact sheet, (v) completion of customer?s suitability test prior to giving advice and (vi